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IPOs & Recapitalization

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Tax Planning Article

Planning a California Residency Change Before Your Liquidity Event

Changing California residency before a liquidity event requires careful planning. Learn the two-year timeline, safe harbor rules, and strategies to help reduce your tax exposure.

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Investment Management Guide

The Concentrated Stock Diversification Guide: 9 Strategies Compared

Compare nine concentrated stock diversification strategies to help make informed decisions.

Work & Business Guide

The Tech Founder Preliquidity Planning Timeline: A Five-Year Playbook

A five-year preliquidity planning road map for tech founders covering QSBS stacking, trust structures, state residency, 10b5-1 plans, and diversification.

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Investment Management Podcast

Episode 37 – Navigating the Mega-IPOs

Mercer Advisors CIO Don Calcagni explains why most investors should resist IPO hype, stay diversified, and let index inclusion work for them over time.

Market Commentary Article

How SpaceX’s Performance Underscores Our Caution on IPO Investing

SpaceX stock has fallen sharply since its public trading debut, a reminder of why investing around the hype of IPOs can be treacherous.

Market Commentary Article

When Will Passive Investors Own the Mega-IPOs?

SpaceX, Anthropic, and OpenAI are widely viewed as potential candidates for historic IPOs. Learn how these megacap companies could enter your portfolio through major market indexes.

Professions Article

Incentive Stock Options: From Equity to Tax Strategy for Tech Professionals

Navigate the complexities of incentive stock options (ISOs). Learn about AMT, vesting, and strategic planning to help protect and grow your established wealth.

Market Commentary Article

Our Reasons for Caution Around Flashy IPOs

Mercer Advisors VP of Portfolio Management David Krakauer explains reasons for caution around highly anticipated IPOs, where it can be hard for investors to get good deals.

Investment Management Guide

Post-IPO Lockup Playbook: Sell Smart, Minimize Taxes, Protect Your Gains

Your IPO lockup expiration is just the beginning. With a multi-year strategy and expert advice you can turn uncertainty into lasting value.

Investment Management Article

What To Do When Your IPO Lockup Expires

Optimize your equity with smart timing, tax strategies, and diversification to help create lasting wealth.

A team working on liquidity planning
Investment Management Article

Liquidity Planning After a Tender Offer

Learn smart strategies for tax planning, investment diversification, estate preparation, and avoiding potential pitfalls.

Two men talking about recapitalizations
Investment Management Article

What to Know About Recapitalizations in Private Equity

Learn how recapitalizations can affect your equity compensation, taxes, and long-term wealth.

FAQs
Tax Planning FAQ

Which states have no income tax?

See the answer
Tax Planning FAQ

What’s the difference between California domicile and residency?

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Tax Planning FAQ

How do I document my California residency change?

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Tax Planning FAQ

Do I need a tax professional for a California residency change?

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Tax Planning FAQ

Should I change my California residency before a liquidity event?

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Tax Planning FAQ

How does California determine your residency for tax purposes?

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Tax Planning FAQ

What does a California residency change involve?

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Investment Management FAQ

How do I create a 10b5-1 trading plan for my concentrated stock?

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Further Learning

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Financial Planning Article

Trump Accounts vs. 529 Plans: Which Should You Choose?

Trump Accounts and 529 plans serve different purposes. Compare contribution limits, tax benefits, and investment options to decide which fit your family’s needs.

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Financial Planning Guide

Social Security: When To Claim, How To Help Maximize, and Common Mistakes To Avoid

A comprehensive guide to Social Security claiming strategies, including when to start benefits, six ways to help maximize your monthly payment, and seven common mistakes to avoid.

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Tax Planning Podcast

Episode 530 – Year-End Financial Planning Checklist

John Walker and Jason O’Meara discuss key year-end planning steps: maxing retirement contributions, taking RMDs, managing inherited IRAs, and Roth conversions before Dec. 31.

Multi-generational family having dinner together
Financial Planning Article

What To Do With the Money You’re Not Going To Spend

When your retirement projections show you have more than enough, the question shifts from saving to spending. Explore strategies for surplus wealth.

About Mercer Advisors

We exist so you don’t have to worry about money. For more than 40 years, we’ve taken the sophisticated, time-tested approach that many ultra-high net worth individuals use to help manage their financial lives and made it accessible to more families.

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