Planning for RSU-Heavy Broadcom Employees and Retirees

Mercer Advisors

Summary

Broadcom is unique. RSUs are ubiquitous, and trading policies are restrictive, so planning before the window matters. This webinar helps clarify your options.

With Broadcom’s RSU vesting season upon us, many longtime equity holders face the same challenge: how to balance growth, taxes, and risk as they near retirement. This short video walks through the key decisions to consider before your next trading window opens.

  • Why ongoing RSU vesting increases concentration risk
  • How to decide how much AVGO to hold vs. unwind
  • Strategies to reduce risk without triggering unnecessary taxes

Case studies provided for illustrative purposes only. The case studies provided contain actual client situations with the (names changed or anonymized) for privacy. The case studies should not be construed by a client or prospective client as a guarantee that they will experience a certain level of results if Mercer Advisors is engaged, or continues to be engaged, to provide investment advisory services.  An individual’s experience may vary based on their circumstances. There can be no assurance that Mercer Advisors will be able to achieve similar results in comparable situations. No portion of these case studies should be interpreted as a testimonial or endorsement of Mercer Advisors’ investment advisory services. It is not known if the clients on which these case studies are based, approve, or disapprove of Mercer Advisors services. The information contained herein should not be construed as personal investment advice. All investment strategies have the potential for profit or loss. Changes in investment strategies, contributions or withdrawals may materially alter the performance and results of your portfolio. Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio.

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