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Question

How can I verify a financial advisor’s background or disciplinary history?

Answer

You can verify an advisor’s background by reviewing public regulatory databases such as the SEC’s Investment Adviser Public Disclosure system or FINRA’s BrokerCheck. These tools provide information about registrations, employment history, and disciplinary records.

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What information should I bring to a meeting with a financial advisor?

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What certifications should a financial advisor have (CFP, CFA, CPA)?
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Last Updated Aug. 5, 2026
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Further Learning

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Investment Management Podcast

Episode 38 – The Science of Investing

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Episode 524 – Generational Wealth

John Walker and Jason O’Meara break down the mindsets and strategies that help families grow and preserve generational wealth across decades.

Financial Planning Article

How To Open a Trump Account for Your Child

Trump Accounts (Section 530A) let families invest up to $5,000 a year for any child under 18 — plus a $1,000 federal pilot contribution for kids born 2025 to 2028.

Financial Planning FAQ

What happens to a Trump Account when my child turns 18?

See the answer
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About Mercer Advisors

We exist so you don’t have to worry about money. For more than 40 years, we’ve taken the sophisticated, time-tested approach that many ultra-high net worth individuals use to help manage their financial lives and made it accessible to more families.

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